{"id":164,"date":"2023-04-05T14:01:18","date_gmt":"2023-04-05T12:01:18","guid":{"rendered":"https:\/\/www.slb-law.de\/en\/rechtsgebiete\/kapitalmarktrecht\/"},"modified":"2023-04-19T12:47:15","modified_gmt":"2023-04-19T10:47:15","slug":"capital-market-law","status":"publish","type":"rlo_rechtsgebiete","link":"https:\/\/www.slb-law.de\/en\/expertise\/capital-market-law\/","title":{"rendered":"Capital Market Law"},"content":{"rendered":"<div class=\"wp-bootstrap-blocks-row row texthead\">\n\t\n\n<div class=\"col-12 col-md-6\">\n\t\t\t\n\n<h1 class=\"wp-block-heading\">Capital Market Law<\/h1>\n\n\t<\/div>\n\n\n\n<div class=\"col-12 col-md-6\">\n\t\t\t\t<\/div>\n\n<\/div>\n\n\n<div class=\"wp-bootstrap-blocks-row row texthead\">\n\t\n\n<div class=\"col-12 col-md-6\">\n\t\t\t\t<\/div>\n\n\n\n<div class=\"col-12 col-md-6\">\n\t\t\t\n\n<p>As a certified specialist lawyer for banking and capital market law, Dr. Louis R\u00f6nsberg is a proven expert in the field of intermediary liability, advisor liability and prospectus liability and conducts court cases and negotiations throughout Germany. Rechtsanwalt Martin Zeil was general counsel of a private bank for 10 years and knows the internal processes and concerns. Together they head the capital markets law practice group of SLB LAW.<\/p>\n\n\t<\/div>\n\n<\/div>\n\n\n\n<div style=\"height:5px\" aria-hidden=\"true\" class=\"wp-block-spacer a40\"><\/div>\n\n\n<div class=\"wp-bootstrap-blocks-container container mb-2 text50\">\n\t\n\n<div class=\"wp-block-cover is-light\"><span aria-hidden=\"true\" class=\"wp-block-cover__background has-background-dim-0 has-background-dim\"><\/span><img decoding=\"async\" class=\"wp-block-cover__image-background wp-image-2484\" alt=\"\" src=\"https:\/\/www.slb-law.de\/en\/wp-content\/uploads\/sites\/2\/2023\/04\/kapitalmarktrecht.jpg\" data-object-fit=\"cover\"\/><div class=\"wp-block-cover__inner-container is-layout-flow wp-block-cover-is-layout-flow\">\n<p class=\"has-text-align-center has-large-font-size\"><\/p>\n<\/div><\/div>\n\n<\/div>\n\n\n\n<div style=\"height:15px\" aria-hidden=\"true\" class=\"wp-block-spacer a40\"><\/div>\n\n\n\n<h2 class=\"wp-block-heading\">Liability of investment advisors and investment intermediaries<\/h2>\n\n\n<div class=\"wp-bootstrap-blocks-container container mb-2 gross-text\">\n\t\n\n<p>The legal requirements for financial advisors and investment intermediaries have become more stringent in recent years. In addition to the requirement to provide advice that is appropriate to the investor and the object (BGH, July 6, 1993, &#8220;Bond Ruling&#8221;), there is now an obligation to check the plausibility of prospectuses. The so-called &#8220;kick-back jurisprudence&#8221; has concretized an obligation to provide information about reimbursements. The legal requirements have also been increased, for example with regard to the duty to provide information and documentation.<\/p>\n<p>We have been advising and representing clients nationwide in cases of investment intermediary and investment advisor liability for many years. This regularly involves allegations of incorrect advice or inadequate risk disclosure when subscribing to open or closed-end funds (real estate funds, ship funds, container funds, etc.) or ETFs, the purchase of derivatives (certificates, swaps, options, etc.) or the acquisition of shares or bonds.<\/p>\n\n<\/div>\n\n\n\n<div style=\"height:40px\" aria-hidden=\"true\" class=\"wp-block-spacer a40\"><\/div>\n\n\n\n<h2 class=\"wp-block-heading\">Stock exchange law<\/h2>\n\n\n<div class=\"wp-bootstrap-blocks-container container mb-2 gross-text\">\n\t\n\n<p>Fast and secure communication is particularly important in stock exchange trading. If buy or sell orders are not transmitted or executed late, or stop-loss marks are not kept, immense damages can occur. In these cases of trading delay the question arises who is responsible and who has to bear the damage. We examine possible claims and enforce them.<\/p>\n<p>If a futures contract develops to the investor&#8217;s disadvantage and his margin account falls below the maintenance margin, a margin call usually follows. If the investor does not meet the margin call obligation in due time, the contract is threatened with closure and the investor can no longer profit from a price recovery. The requirements for the margin call, the closing out and the deadlines to be met are set out in the margin contract. We examine the legality of margin calls and represent out of court and in court.<\/p>\n\n<\/div>\n\n\n\n<div style=\"height:40px\" aria-hidden=\"true\" class=\"wp-block-spacer a40\"><\/div>\n\n\n\n<h2 class=\"wp-block-heading\">Crypto and cybercrime<\/h2>\n\n\n<div class=\"wp-bootstrap-blocks-container container mb-2 gross-text\">\n\t\n\n<p>The initial huge success of cryptocurrency such as Bitcoin, Ethereum or Tether has attracted numerous criminals. The alleged brokers promise huge profits and entice with cheap entry offers. If a payout is requested at some point, the perpetrators always give new excuses and demand payment of allegedly incurred fees or taxes. Not infrequently, the aggrieved parties are finally also lured into money laundering.<\/p>\n<p>We verify the seriousness of investments in cryptocurrency and advise and represent in the case of crypto fraud, from filing a report to enforcing claims for damages. This includes communication with the crypto exchanges and banks involved as well as the criminal investigation authorities.<\/p>\n\n<\/div>\n\n\n\n<div style=\"height:80px\" aria-hidden=\"true\" id=\"anwaelte\" class=\"wp-block-spacer a80\"><\/div>\n\n\n<div class=\"wp-bootstrap-blocks-container container mb-2 texthead\">\n\t\n<div class=\"wp-bootstrap-blocks-row row\">\n\t\n\n<div class=\"col-12 col-md-6\">\n\t\t\t\n\n<h2 class=\"wp-block-heading\">Your Contact<\/h2>\n\n\t<\/div>\n\n\n\n<div class=\"col-12 col-md-6\">\n\t\t\t\t<\/div>\n\n<\/div>\n\n\n<div class=\"wp-bootstrap-blocks-row row\">\n\t\n\n<div class=\"col-12 col-md-6\">\n\t\t\t\t<\/div>\n\n\n\n<div class=\"col-12 col-md-6\">\n\t\t\t\n\n<p>If you have any questions regarding capital market law, please do not hesitate to contact us. Please call or write us.<\/p>\n\n\t<\/div>\n\n<\/div>\n\n<\/div>\n\n\n\n<div style=\"height:5px\" aria-hidden=\"true\" class=\"wp-block-spacer\"><\/div>\n\n\n<div class=\"anwaltlist graybackspalte col-12\"><div class=\"row \"><div class=\"col-lg-6 imgleft\"> <a href=\"https:\/\/www.slb-law.de\/en\/experts\/dr-louis-roensberg\/\"><img decoding=\"async\" src=\"https:\/\/www.slb-law.de\/en\/wp-content\/uploads\/sites\/2\/2023\/04\/885x635-Louis-Roensberg_B.jpg\" alt=\"Dr. Louis R\u00f6nsberg\"><\/a><\/div>\n\t\t\t\t\t\t<div class=\"col-lg-6 text\"><div class=\"centerwarp\"><h3>\u201eMy strength: leading negotiations - strategically and efficiently.\u201c<\/h3><div class=\"name\">Dr. Louis R\u00f6nsberg<\/div><div class=\"abs\">Rechtsanwalt (Lawyer), Partner<br \/>\r\nCertified Specialist Lawyer for Banking and Capital Market Law <br \/>\r\n(Fachanwalt f\u00fcr Bank- und Kapitalmarktrecht)<br \/>\r\nCertified Specialist Lawyer for Corporate and Commercial Law <br \/>\r\n(Fachanwalt f\u00fcr Handels- und Gesellschaftsrecht)<\/div>\n\t\t\t\t\t\t<div class=\"abs\"><a href=\"#\" an=\"270\" rg=\"capital-market-law\" class=\"button btn btn-outline-dark contact\">Contact<\/a> <a href=\"https:\/\/www.slb-law.de\/en\/experts\/dr-louis-roensberg\/\" class=\"btn btn-outline-dark\">Profile<\/a><\/div><a href=\"https:\/\/www.linkedin.com\/in\/dr-louis-r%C3%B6nsberg-6816211\/\" class=\"sociallink\" target=\"_blank\">LinkedIn<\/a> <span class=\"strich\">|<\/span><a href=\"https:\/\/twitter.com\/kunstrecht_ra\" class=\"sociallink\" target=\"_blank\">Twitter<\/a> \n\t\t\t\t\t\t<\/div><\/div><\/div><div class=\"row tausch\"><div class=\"col-lg-6 text\"><div class=\"centerwarp\"><h3>\u201eTrust, competence and life experience are the foundations for a successful cooperation with my clients.\u201c<\/h3><div class=\"name\">Martin Zeil<\/div><div class=\"abs\">Rechtsanwalt (Lawyer)<br \/>\r\nBavarian Minister of State (retd.)<\/div>\n\t\t\t\t\t\t<div class=\"abs\"><a href=\"#\" an=\"256\" rg=\"capital-market-law\" class=\"btn btn-outline-dark contact\">Contact<\/a> <a href=\"https:\/\/www.slb-law.de\/en\/experts\/martin-zeil\/\" class=\"btn btn-outline-dark\">Profile<\/a><\/div><a href=\"https:\/\/www.linkedin.com\/in\/zeil-martin-852677b0\/\" class=\"sociallink\" target=\"_blank\">LinkedIn<\/a> \n\t\t\t\t\t\t<\/div><\/div>\n\t\t\t\t\t\t<div class=\"col-lg-6 imgright\"> <a href=\"https:\/\/www.slb-law.de\/en\/experts\/martin-zeil\/\"><img decoding=\"async\" src=\"https:\/\/www.slb-law.de\/en\/wp-content\/uploads\/sites\/2\/2023\/04\/8885x635-Zeil-Martin_B.jpg\" alt=\"Martin Zeil\"><\/a><\/div><\/div><div class=\"row \"><div class=\"col-lg-6 imgleft\"> <a href=\"https:\/\/www.slb-law.de\/en\/experts\/dr-christian-strassberger\/\"><img decoding=\"async\" src=\"https:\/\/www.slb-law.de\/en\/wp-content\/uploads\/sites\/2\/2023\/04\/885x635-Strassberger_B.jpg\" alt=\"Dr. Christian Strassberger\"><\/a><\/div>\n\t\t\t\t\t\t<div class=\"col-lg-6 text\"><div class=\"centerwarp\"><h3>\u201eCompetent - Performance - Success - Together\u201c<\/h3><div class=\"name\">Dr. Christian Strassberger<\/div><div class=\"abs\">Rechtsanwalt (Lawyer), Partner<br \/>\r\nCertified Specialist Lawyer for Corporate and Commercial Law<\/div>\n\t\t\t\t\t\t<div class=\"abs\"><a href=\"#\" an=\"260\" rg=\"capital-market-law\" class=\"button btn btn-outline-dark contact\">Contact<\/a> <a href=\"https:\/\/www.slb-law.de\/en\/experts\/dr-christian-strassberger\/\" class=\"btn btn-outline-dark\">Profile<\/a><\/div><a href=\"https:\/\/www.linkedin.com\/in\/dr-christian-strassberger-566b7299\/\" class=\"sociallink\" target=\"_blank\">LinkedIn<\/a> \n\t\t\t\t\t\t<\/div><\/div><\/div><\/div>\n\n\n\n<div style=\"height:80px\" aria-hidden=\"true\" class=\"wp-block-spacer a80\"><\/div>\n\n\n<div class=\"row mb-80\" id=\"stimmenlist\"><h2>References<\/h2><div class=\"col-md-12\"><div class=\"row item\"><div class=\"col-lg-10\"><h3>Ille Papier-Service GmbH .\/. Deutsche Bank AG<\/h3><div>2011 Representation of the GmbH before LG and OLG regarding \"CMS Spread-Ladder-Swap\" (BGH, 22.03.2011 - XI ZR 33\/10).\n\n\n\n<\/div><\/div><\/div><\/div><div> <a href=\"https:\/\/www.slb-law.de\/en\/references\/references\/?rg=capital-market-law\" class=\"button btn btn-outline-dark\">Show all<\/a><\/div><\/div>\n\n\n\n\n\n\n","protected":false},"template":"","categories":[],"class_list":["post-164","rlo_rechtsgebiete","type-rlo_rechtsgebiete","status-publish","hentry"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Capital Market Law - Specialized lawyers | SLB LAW Munich<\/title>\n<meta name=\"description\" content=\"Specialized in Capital Market Law: Liability of investment advisors &amp; intermediaries, stock exchange law, Crypto, cybercrime - Get in touch.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.slb-law.de\/en\/expertise\/capital-market-law\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Capital Market Law - Specialized lawyers | SLB LAW Munich\" \/>\n<meta property=\"og:description\" content=\"Specialized in Capital Market Law: Liability of investment advisors &amp; intermediaries, stock exchange law, Crypto, cybercrime - Get in touch.\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.slb-law.de\/en\/expertise\/capital-market-law\/\" \/>\n<meta property=\"og:site_name\" content=\"EN SLB Lawyers, Munich\" \/>\n<meta property=\"article:modified_time\" content=\"2023-04-19T10:47:15+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.slb-law.de\/en\/wp-content\/uploads\/sites\/2\/2023\/04\/kapitalmarktrecht.jpg\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data1\" content=\"4 minutes\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\/\/schema.org\",\"@graph\":[{\"@type\":\"WebPage\",\"@id\":\"https:\/\/www.slb-law.de\/en\/expertise\/capital-market-law\/\",\"url\":\"https:\/\/www.slb-law.de\/en\/expertise\/capital-market-law\/\",\"name\":\"Capital Market Law - Specialized lawyers | SLB LAW Munich\",\"isPartOf\":{\"@id\":\"https:\/\/www.slb-law.de\/en\/#website\"},\"primaryImageOfPage\":{\"@id\":\"https:\/\/www.slb-law.de\/en\/expertise\/capital-market-law\/#primaryimage\"},\"image\":{\"@id\":\"https:\/\/www.slb-law.de\/en\/expertise\/capital-market-law\/#primaryimage\"},\"thumbnailUrl\":\"https:\/\/www.slb-law.de\/en\/wp-content\/uploads\/sites\/2\/2023\/04\/kapitalmarktrecht.jpg\",\"datePublished\":\"2023-04-05T12:01:18+00:00\",\"dateModified\":\"2023-04-19T10:47:15+00:00\",\"description\":\"Specialized in Capital Market Law: Liability of investment advisors & intermediaries, stock exchange law, Crypto, cybercrime - Get in touch.\",\"inLanguage\":\"en-US\",\"potentialAction\":[{\"@type\":\"ReadAction\",\"target\":[\"https:\/\/www.slb-law.de\/en\/expertise\/capital-market-law\/\"]}]},{\"@type\":\"ImageObject\",\"inLanguage\":\"en-US\",\"@id\":\"https:\/\/www.slb-law.de\/en\/expertise\/capital-market-law\/#primaryimage\",\"url\":\"https:\/\/www.slb-law.de\/en\/wp-content\/uploads\/sites\/2\/2023\/04\/kapitalmarktrecht.jpg\",\"contentUrl\":\"https:\/\/www.slb-law.de\/en\/wp-content\/uploads\/sites\/2\/2023\/04\/kapitalmarktrecht.jpg\",\"width\":1770,\"height\":687},{\"@type\":\"WebSite\",\"@id\":\"https:\/\/www.slb-law.de\/en\/#website\",\"url\":\"https:\/\/www.slb-law.de\/en\/\",\"name\":\"EN SLB Lawyers, Munich\",\"description\":\"Eine weitere SLB Rechtsanw\u00e4lte, M\u00fcnchen Websites Website\",\"potentialAction\":[{\"@type\":\"SearchAction\",\"target\":{\"@type\":\"EntryPoint\",\"urlTemplate\":\"https:\/\/www.slb-law.de\/en\/?s={search_term_string}\"},\"query-input\":{\"@type\":\"PropertyValueSpecification\",\"valueRequired\":true,\"valueName\":\"search_term_string\"}}],\"inLanguage\":\"en-US\"}]}<\/script>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Capital Market Law - Specialized lawyers | SLB LAW Munich","description":"Specialized in Capital Market Law: Liability of investment advisors & intermediaries, stock exchange law, Crypto, cybercrime - Get in touch.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.slb-law.de\/en\/expertise\/capital-market-law\/","og_locale":"en_US","og_type":"article","og_title":"Capital Market Law - Specialized lawyers | SLB LAW Munich","og_description":"Specialized in Capital Market Law: Liability of investment advisors & intermediaries, stock exchange law, Crypto, cybercrime - Get in touch.","og_url":"https:\/\/www.slb-law.de\/en\/expertise\/capital-market-law\/","og_site_name":"EN SLB Lawyers, Munich","article_modified_time":"2023-04-19T10:47:15+00:00","og_image":[{"url":"https:\/\/www.slb-law.de\/en\/wp-content\/uploads\/sites\/2\/2023\/04\/kapitalmarktrecht.jpg","type":"","width":"","height":""}],"twitter_card":"summary_large_image","twitter_misc":{"Est. reading time":"4 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.slb-law.de\/en\/expertise\/capital-market-law\/","url":"https:\/\/www.slb-law.de\/en\/expertise\/capital-market-law\/","name":"Capital Market Law - Specialized lawyers | SLB LAW Munich","isPartOf":{"@id":"https:\/\/www.slb-law.de\/en\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.slb-law.de\/en\/expertise\/capital-market-law\/#primaryimage"},"image":{"@id":"https:\/\/www.slb-law.de\/en\/expertise\/capital-market-law\/#primaryimage"},"thumbnailUrl":"https:\/\/www.slb-law.de\/en\/wp-content\/uploads\/sites\/2\/2023\/04\/kapitalmarktrecht.jpg","datePublished":"2023-04-05T12:01:18+00:00","dateModified":"2023-04-19T10:47:15+00:00","description":"Specialized in Capital Market Law: Liability of investment advisors & intermediaries, stock exchange law, Crypto, cybercrime - Get in touch.","inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.slb-law.de\/en\/expertise\/capital-market-law\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.slb-law.de\/en\/expertise\/capital-market-law\/#primaryimage","url":"https:\/\/www.slb-law.de\/en\/wp-content\/uploads\/sites\/2\/2023\/04\/kapitalmarktrecht.jpg","contentUrl":"https:\/\/www.slb-law.de\/en\/wp-content\/uploads\/sites\/2\/2023\/04\/kapitalmarktrecht.jpg","width":1770,"height":687},{"@type":"WebSite","@id":"https:\/\/www.slb-law.de\/en\/#website","url":"https:\/\/www.slb-law.de\/en\/","name":"EN SLB Lawyers, Munich","description":"Eine weitere SLB Rechtsanw\u00e4lte, M\u00fcnchen Websites Website","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.slb-law.de\/en\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"}]}},"_links":{"self":[{"href":"https:\/\/www.slb-law.de\/en\/wp-json\/wp\/v2\/rlo_rechtsgebiete\/164","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.slb-law.de\/en\/wp-json\/wp\/v2\/rlo_rechtsgebiete"}],"about":[{"href":"https:\/\/www.slb-law.de\/en\/wp-json\/wp\/v2\/types\/rlo_rechtsgebiete"}],"version-history":[{"count":10,"href":"https:\/\/www.slb-law.de\/en\/wp-json\/wp\/v2\/rlo_rechtsgebiete\/164\/revisions"}],"predecessor-version":[{"id":1085,"href":"https:\/\/www.slb-law.de\/en\/wp-json\/wp\/v2\/rlo_rechtsgebiete\/164\/revisions\/1085"}],"wp:attachment":[{"href":"https:\/\/www.slb-law.de\/en\/wp-json\/wp\/v2\/media?parent=164"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.slb-law.de\/en\/wp-json\/wp\/v2\/categories?post=164"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}